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Broadridge Financial Solutions

5 Dakota Drive, Suite 300, Lake Success, NY, 11042, United States

Overview

Investor communications and technology solutions for financial firms.

Founded

1962

Deals ยท 12mo

3

Links

WebsiteLinkedInX (Twitter)

Stage focus

Series A
Series B
Series C

Geographic focus

United Kingdom
United States

Sector focus

Banking
Crowdfunding
Enterprise Software
Finance
...

Investment portfolio

10rounds
NAMEDATESIZE
Digital Asset
Jun 2026Participated
$355 MSeries F
UPTIQ
Feb 2026Participated
$25 MSeries B
Tharimmune
Nov 2025Participated
$540 MOther Equity
FLX Networks
Nov 2022Participated
$10 MOther Equity
TIFIN
May 2022Participated
$109 MSeries D
TIFIN
Nov 2021Participated
$47 MSeries C
TIFIN
Apr 2021Participated
$22 MSeries B
Unqork
Oct 2020Participated
$207 MSeries C
Unqork
Apr 2019Participated
$22 MSeries A
Digital Asset
Jan 2016Participated
$60 MSeries A
Digital Asset
Jun 2026Participated
$355 MSeries F
UPTIQ
Feb 2026Participated
$25 MSeries B
Tharimmune
Nov 2025Participated
$540 MOther Equity
FLX Networks
Nov 2022Participated
$10 MOther Equity
TIFIN
May 2022Participated
$109 MSeries D
TIFIN
Nov 2021Participated
$47 MSeries C
TIFIN
Apr 2021Participated
$22 MSeries B
Unqork
Oct 2020Participated
$207 MSeries C
Unqork
Apr 2019Participated
$22 MSeries A
Digital Asset
Jan 2016Participated
$60 MSeries A
10
Items
Browse all public portfolio deals

Insights

Time horizon

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Deal Distribution

Broadridge Financial Solutions: 10 funding rounds are recorded in the selected participation categories.All available history.
Broadridge Financial Solutions: 10 funding rounds are recorded in the selected participation categories. All available history
Round typeLed dealsParticipated deals
Series A02
Series B02
Series C+04
Other Equity02

Monthly Deal Activity

Broadridge Financial Solutions: 10 deals are recorded across 130 months.All available history.
Broadridge Financial Solutions: 10 deals are recorded across 130 months. All available history
MonthDeals
Jan '161
Feb '160
Mar '160
Apr '160
May '160
Jun '160
Jul '160
Aug '160
Sep '160
Oct '160
Nov '160
Dec '160
Jan '170
Feb '170
Mar '170
Apr '170
May '170
Jun '170
Jul '170
Aug '170
Sep '170
Oct '170
Nov '170
Dec '170
Jan '180
Feb '180
Mar '180
Apr '180
May '180
Jun '180
Jul '180
Aug '180
Sep '180
Oct '180
Nov '180
Dec '180
Jan '190
Feb '190
Mar '190
Apr '191
May '190
Jun '190
Jul '190
Aug '190
Sep '190
Oct '190
Nov '190
Dec '190
Jan '200
Feb '200
Mar '200
Apr '200
May '200
Jun '200
Jul '200
Aug '200
Sep '200
Oct '201
Nov '200
Dec '200
Jan '210
Feb '210
Mar '210
Apr '211
May '210
Jun '210
Jul '210
Aug '210
Sep '210
Oct '210
Nov '211
Dec '210
Jan '220
Feb '220
Mar '220
Apr '220
May '221
Jun '220
Jul '220
Aug '220
Sep '220
Oct '220
Nov '221
Dec '220
Jan '230
Feb '230
Mar '230
Apr '230
May '230
Jun '230
Jul '230
Aug '230
Sep '230
Oct '230
Nov '230
Dec '230
Jan '240
Feb '240
Mar '240
Apr '240
May '240
Jun '240
Jul '240
Aug '240
Sep '240
Oct '240
Nov '240
Dec '240
Jan '250
Feb '250
Mar '250
Apr '250
May '250
Jun '250
Jul '250
Aug '250
Sep '250
Oct '250
Nov '251
Dec '250
Jan '260
Feb '261
Mar '260
Apr '260
May '260
Jun '261
Jul '260
Aug '260
Sep '260
Oct '260

Sector Breakdown

Broadridge Financial Solutions: Fintech is the largest displayed sector by deal count (9 deals).All available history.

A deal can appear in multiple sectors, so sector totals may overlap. Capital represents disclosed total round sizes, not fund cheque sizes.

Broadridge Financial Solutions: Fintech is the largest displayed sector by deal count (9 deals). All available history
SectorDeals
Fintech9
Enterprise Software3
AI & Machine Learning3
Networks, Cloud & Communication2
Crypto & Blockchain2
Developer Tools2
Health & Life Sciences1
Social & Community Platforms1

Deal Size Distribution

Broadridge Financial Solutions: 10 rounds have a disclosed size in the displayed size bands.All available history.

Undisclosed round sizes are excluded. Capital represents total round sizes, not fund cheque sizes.

Broadridge Financial Solutions: 10 rounds have a disclosed size in the displayed size bands. All available history
Round size band (USD)Deals
<$5M0
$5M-$10M0
$10M-$25M3
$25M-$50M2
$50M-$100M1
$100M-$250M2
$250M-$500M1
$500M-$1B1
$1B+0

Deals By Geography

Broadridge Financial Solutions: United States has the largest recorded deal count among the displayed regions (10 deals).All available history.

Top 1 of 1 regions; European countries are grouped as Europe.

Broadridge Financial Solutions: United States has the largest recorded deal count among the displayed regions (10 deals). All available history
RegionDeals
United States10
Broadridge Financial Solutions: 20 co-investors are shown, with J.P. Morgan sharing 4 recorded deals.All available history.

Co-Investors

Bubble size = shared deals

Click a bubble to open that fund in a new tab.

Shows up to 20 co-investors ranked by shared deals. Deals may be shared with multiple funds, so rows overlap. Capital is total round size, not fund cheque size.

Broadridge Financial Solutions: 20 co-investors are shown, with J.P. Morgan sharing 4 recorded deals. All available history
Co-investorShared deals
J.P. Morgan4
Morningstar3
ABN AMRO2
BNP Paribas2
CME Ventures2
Goldman Sachs2
Hamilton Lane2
Liberty City Ventures2
Polychain Capital2
SBI Group2
Tradeweb Markets2
645 Ventures1
7RIDGE1
a16z crypto1
Abu Dhabi Investment Authority1
Accenture Ventures1
Allianz Life Ventures1
Alumni Ventures1
Apollo Funds1
Aquiline Technology Growth1

Investment Strategy

Broadridge Financial Solutions: Led accounts for 0% and participating for 100% of round participation.All available history.
Broadridge Financial Solutions: Led accounts for 0% and participating for 100% of round participation. All available history
CategoryDeals (count)Share (%)
Led00%
Participating10100%
Broadridge Financial Solutions: Single-lead accounts for 0% and co-led for 0% of lead dynamics.All available history.
Broadridge Financial Solutions: Single-lead accounts for 0% and co-led for 0% of lead dynamics. All available history
CategoryDeals (count)Share (%)
Single-lead00%
Co-led00%

Lead dynamics requires at least one led deal in this range

Team

Adam Amsterdam

General Counsel

Bob Santangelo

Sr. Vice President-Sales

Dan Cwenar
Horacio Barakat
Jim Kaiser

Sr. Director - Sales & Business Development

John Hogan

Senior Managing Director of Technology

Matt Connor

Chief Financial Officer

Michael Hopkins

Managing Director & Head of Community Relations

Michael Novodvorskiy

Vice President Product Management

Severine Melis-Cooper

MD Sales France and Spain

Tom Carey